The 36th Annual Northwest Securities Institute (April 2016) [16281-MP3 / 16281-FSV]

The 36th Annual Northwest Securities Institute (April 2016) [16281-MP3 / 16281-FSV]

Original Program Date: April 29, 2016
Duration: 9 hours, 32 minutes
Credits: Ethics: 1.00, Law & Legal Procedure: 8.50
List Price:$399.00
Purchase Agreement
Product Description:

The premier securities recorded seminar – The 36th Annual Northwest Securities Institute – includes the sessions you rely on such as:
  • Essential updates from state, regional, and provincial regulatory agencies
  • The latest from the SEC Division of Corporation Finance (provided by Elizabeth Murphy, Associate Director, Washington, D.C.)
  • SEC Enforcement update (provided by Jina Choi, Regional Director of Enforcement, San Francisco Region)
  • Updates on recent significant securities cases from the Supreme Court and federal circuits
Additional trending topics include panel discussions of important new and proposed regulations affecting transactional practice, and the many new developments in Canadian law, along with a rousing ethics session on counseling clients in a changing securities landscape.

Program Chair: Gregory Watts - Partner, Wilson Sonsini Goodrich & Rosati, Seattle, WA

This program was a live seminar and webcast presented on April 29-30, in Seattle, WA. If you attended the live seminar or webcast and reported CLE credits, you cannot also report credits from watching or listening to this recording.

Full program agenda and faculty
(Requires the latest version of Adobe Reader to view.)

Coursebook contains 442 pages.

***AN IMPORTANT NOTE ABOUT REPORTING YOUR CREDITS: The recording of this multi-day program exceeds 8.0 hours. Pursuant to APR 11 App, Reg. 103(c): "A lawyer may earn no more than eight credits per day spend attending courses." Therefore, when reporting your MCLE AV credits earned from listening to this program, you will need to list the start date and end date of the period during which you listened, with no single day of listening exceeding 8.0 hours. If you have questions or require further assistance, please contact our Service Center at 206- 443-WSBA (9722), 800-945-wsba (9722), or

New to WSBA Recorded Seminars? Find more information on our recorded seminar offerings here.

If you have questions please call WSBA Order Fulfillment at 206-733- 5918 or email

By purchasing and using this WSBA-CLE electronic information product, you agree that its contents will be used by the original purchaser only. Duplication of the electronic information, installation on a computer network, electronic redistribution of the content, or otherwise sharing the electronic information is expressly prohibited.