The 36th Annual Northwest Securities Institute (April 2016) [C16281]

The 36th Annual Northwest Securities Institute (April 2016) [C16281] - In Stock

Seminar Date: April 29, 2016
List Price:$95.00
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This seminar took place on April 29 & 30, 2016, in Seattle, WA.
SECURITIES | BUSINESS


Product Description:


The publication includes the sessions you rely on, such as essential updates from state, regional and provincial regulatory agencies along with the latest from the SEC provided by Jina Choi, SEC Director for Enforcement (San Francisco Region) and Elizabeth Murphy, Associate Director for the Division of Corporation Finance, SEC. You also won’t want to miss the updates on supreme and circuit securities.

Additional trending topics include important new and proposed regulations affecting transactional practice as well as the many new developments in Canadian law, along with a rousing ethics session on counseling clients in a changing securities landscape.


Table of Contents:

Chapter 1A: State Regulatory Updates - Idaho
James Burns


Chapter 1B: State Regulatory Updates - Washington
William M. Beatty


Chapter 1C: State Regulatory Updates - Alaska
Kevin Anselm
Kristy M. Naylor


Chapter 1D: State Regulatory Updates - Oregon
Scott L. Mullins


Chapter 2: SEC Enforcement Update and Hot Topics Panel
Jina Choi
David Taylor
Gregory L. Watts


Chapter 3: SEC Division of Corporation Finance Update
Elizabeth Murphy


Chapter 4: Developments in Canadian Regulatory and Capital Markets
Peter Brady
David M. Hunter
John McCoach


Chapter 5: Supreme and Circuit Securities Update
Keith A. Ketterling
Barry M. Kaplan
Curt R. Hineline


Chapter 6A: Developments in Transactional Practice: Important New & Proposed Regulations
Faith Anderson


Chapter 6B: Developments in Transactional Practice: Important New & Proposed Regulations
Jason Barker
Joseph M. Wallin


Chapter 6C: Developments in Transactional Practice: Important New & Proposed Regulations
Cliff DeGroot


Chapter 6D: Developments in Transactional Practice: Important New & Proposed Regulations
John A. Myer


Chapter 6E: Developments in Transactional Practice: Important New & Proposed Regulations
John L. Mericle


Chapter 7: Cybersecurity: Legal and Technical Strategies to Mitigate Risks
Robert M. McKenna
Aravind Swaminathan


Chapter 8: Counseling Clients in a Changing Securities Landscape
Peter R. Jarvis


Chapter 9: Rules of Professional Conduct (Table of Rules)




Coursebook contains 442 pages