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40th Annual Northwest Securities Institute 6.25 Credits

40th Annual Northwest Securities Institute (March 2020)

  • ON-DEMAND SEMINAR

Presented in partnership with WSBA Business Law Section
Visit the section's webpage to learn more or click here to join.

This on-demand CLE includes essential updates from our region’s state regulatory agencies, along with the latest from the SEC on enforcement and corporation finance. Panel discussions will cover important issues for securities litigators, including the FHLBS v. Credit Suisse decision in Washington and Aequitas receivership in Oregon, updates on the state of the capital markets and transactional practice, as well as ethical considerations for securities lawyers.

Original Program Date: March 6, 2020
Product Code: 20281-FSV

Credits:
1.00 Ethics
5.25 Law & Legal Procedure
  • List Price: $275.00
Item Details:
Back to 40th Annual Northwest Securities Institute

Presenters:
Judith L. Anderson - Securities and Exchange Commission, San Francisco, CA
James Babikian – Wilson Sonsini Goodrich & Rosati, Seattle, WA
Dorothy Bean - Oregon Division of Financial Regulation, Salem, OR
Bill Beatty - Washington Department of Financial Institutions, Olympia, WA
Heidi Bradley – Lane Powell, Seattle, WA
Diana Breaux – Foster Garvey, Seattle, WA
Tamara Brightwell - Securities and Exchange Commission Division of Corporation Finance, Washington, D.C.
Chilwin Cheng – Ascendion Law, Vancouver, Canada
John Hinze - British Columbia Securities Commission, Vancouver, Canada
David Hunter – Norton Rose Fulbright Canada LLP, Vancouver, Canada
Stephanie Jensen – Wilson Sonsini Goodrich & Rosati, Seattle, WA
Dan Keppler – Foster Garvey, Portland, OR
Andrew Ledbetter – DLA Piper, Seattle, WA
Kari Manlove – Lane Powell, Seattle, WA
Kurt Merritt - Idaho Department of Finance, Boise, ID
Darlene Pasieczny - Samuels Yoelin Kantor, Portland, OR
Erin Schneider - Securities and Exchange Commission, San Francisco, CA
Brent Smyth – US Securities and Exchange Commission, San Francisco, CA
David Wickwire – Wilson Sonsini Goodrich & Rosati, Seattle, WA


For accessibility or accommodation requests, or other questions, please email ondemand@wsba.org.

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