Meeting Details

40th Annual Northwest Securities Institute

LIVE SEMINAR

Date: Friday, March 6, 2020
Time: 8:55 a.m. - 5.00 p.m.
Credits: 5.25 Law & Legal Procedure + 1.0 Ethics / 6.25 Oregon CLE credits pending
In-Person Location: Washington State Bar Association
Tuition: $275


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Back to 40th Annual Northwest Securities Institute

Presented in partnership with the WSBA Business Law Section and in collaboration with the Oregon State Bar CLE Seminars

Please join us for the 40th Annual Northwest Securities Institute. This one-day CLE includes essential updates from our region’s state regulatory agencies, along with the latest from the SEC on enforcement and corporation finance. Lunch will include a presentation by Judge James Robart of the W.D. of Washington. Panel discussions will cover important issues for securities litigators, including the FHLBS v. Credit Suisse decision in Washington and Aequitas receivership in Oregon, updates on the state of the capital markets and transactional practice, as well as ethical considerations for securities lawyers. More information on speakers and topics to come soon.

CHAIRS
Joseph Skocilich - Foundry Law Group, Seattle
Judith L. Anderson - Securities and Exchange Commission, San Francisco
Darlene Pasieczny - Samuels Yoelin Kantor LLP, Portland
Daniel Steiner - Norton Rose Fulbright Canada LLP, Vancouver, BC

FACULTY
Dorothy Bean - Oregon Division of Financial Regulation, Salem
Bill Beatty - Washington Department of Financial Institutions, Olympia
John Hinze - British Columbia Securities Commission, Vancouver, BC
Dan Keppler - Foster Garvey, Portland
Bernard Smyth - U.S. Securities and Exchange Commission, San Francisco
Diana Breaux - Foster Garvey, Seattle
Heidi Brooks Bradley - Lane Powell, Seattle
David Wickwire - Wilson Sonsini Goodrich & Rosati, Seattle
Andrew Ledbetter - DLA Piper, Seattle
Kari Manlove - Lane Powell, Seattle
James Babikian - Wilson Sonsini Goodrich & Rosati, Seattle
Erin Schneider - Securities and Exchange Commission, San Francisco
Tamara Brightwell - Securities and Exchange Commission Division of Corporation Finance, Washington D.C.
Kurt Merritt - Idaho Department of Finance, Boise

FEATURED SPEAKER
Judge James Robart - W.D. of Washington, Seattle

SCHEDULE
8:30 a.m. Registration Opens
8:55 a.m. Seminar Begins
11:45 a.m. Lunch (included)
5:00 p.m. Adjourn

SEMINAR AGENDA


For accessibility or accommodation requests, or other questions, please email cle@wsba.org or call 206-443-9722 (toll free: 800-945-9722)

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