Presented in partnership with the WSBA Business Law Section and in collaboration with the Oregon State Bar Association
Join us in person or online for this full-day program. This year's Institute provides an overview of trends, developments, and issues in securities litigation, regulation and...
Presented in partnership with the WSBA Business Law Section and in collaboration with the Oregon State Bar Association
Join us in person or online for this full-day program. This year's Institute provides an overview of trends, developments, and issues in securities litigation, regulation and enforcement. The panels and presentations feature several senior SEC officials, the region’s top state securities officials, and practitioners from throughout the Northwest region and beyond, all with unique and important perspectives.
CHAIR
Paul A. Swegle - CareXM, Molecular Testing Labs, and Observa, Seattle, WA
FACULTY
Faith Anderson - Department of Financial Institutions, Olympia, WA
Dorothy Bean - Department of Consumer and Business Services, Salem, OR
Amber Bevacqua-Lynott - Buchalter, Portland, OR
Peter Chan - Baker McKenzie LLP, Chicago, IL
Mark Elenowitz - Digital Offering, LLC, and Nant Global Finance Inc., New York, NY
Douglas Ellenoff - Ellenoff Grossman & Schole LLP, New York, NY
Tyler Harttraft - Bull Blockchain Law, LLP, Philadelphia, PA
James Moloney - The Securities and Exchange Commission, Washington, DC
Jessica Morgan - Tonkon Torp LLP, Portland, OR
Alison Pear - Buchalter, Portland, OR
Kathryn Peters-Miller - Shartsis Friese LLP, San Francisco, CA
Tom Simpson - Ignite, Spokane, WA
Sumeera Younis - The Securities and Exchange Commission, Washington, DC
Kate Zoladz - The Securities and Exchange Commission, Los Angeles, CA
SCHEDULE
8:40 a.m. Webcast Login Opens
8:55 a.m. Program Begins
12:15 - 1:15 p.m. Lunch
4:30 p.m. Adjourn
SEMINAR AGENDA
For accessibility or accommodation requests, or other questions, please email
cle@wsba.org or call 206-443-9722 (toll free: 800-945-9722).
Seminar Registration Transfers, Refunds and Cancellations: In most circumstances, if you cannot attend the live event, we can
transfer your registration to the on-demand product, once available (8-10 weeks from the program delivery date). Generally, for
webcast/webinar registrations, tuition fees may be refunded, less $25 for processing, for written cancellations postmarked, emailed, or faxed up
to the start of the event. For in-person registrations, tuition fees may be refunded, less $25 for processing, for written cancellations
postmarked, emailed, or faxed by 5 p.m. up to three business days before the event. No refunds will be provided after the dates specified. You
may also send a substitute in lieu of canceling.
When applicable, specific exceptions to these policies will be noted on individual event
registration pages. Please email
cle@wsba.org with any requests or questions.