Meeting Details

46th Annual Northwest Securities Institute

LIVE SEMINAR

Date: May 8, 2026
Time: Day 8:55 a.m.-4:30 p.m
Credits: 6 CLE credits (5.25 Law & Legal Procedure + .75 Ethics)
In-Person Location: Washington State Bar Association

Accredited in Washington and Oregon.

TUITION
$240 - Business Law Section Members (discount applied at checkout)
$275 - Standard/Non-Section Members
$275 - Join the Section [add the Related Items Business Law Section membership ($35) to your cart during checkout and register at the discounted rate ($240)]
$240 - New Members*

*Active members of the Washington State Bar Association will be considered New Members through the calendar end of the tenth year following admittance to practice in the state. The store will automatically discount registration, if applicable, during checkout.

When you choose “Join the Section,” you receive the discounted section tuition rate plus a year membership to the Business Law Section, which includes discounts at future CLEs plus other member benefits.

Product Code: 26281UMB

Attendance Type

Select Attendance Type

In-person Webcast

Item Details:

Presented in partnership with the WSBA Business Law Section and in collaboration with the Oregon State Bar

Join us in person or online for this full-day program. This year's Institute provides an overview of trends, developments, and issues in securities litigation, regulation and enforcement. The...

Presented in partnership with the WSBA Business Law Section and in collaboration with the Oregon State Bar

Join us in person or online for this full-day program. This year's Institute provides an overview of trends, developments, and issues in securities litigation, regulation and enforcement. The panels and presentations feature several senior SEC officials, the region’s top state securities officials, and practitioners from throughout the Northwest region and beyond, all with unique and important perspectives.

CHAIR
Paul A. Swegle - CareXM, Molecular Testing Labs, and Observa, Seattle, WA

FACULTY
Faith Anderson - Department of Financial Institutions, Olympia, WA
Dorothy Bean - Department of Consumer and Business Services, Salem, OR
Amber Bevacqua-Lynott - Buchalter, Portland, OR
Peter Chan - Baker McKenzie LLP, Chicago, IL
Mark Elenowitz - Digital Offering, LLC, and Nant Global Finance Inc., New York, NY
Douglas Ellenoff - Ellenoff Grossman & Schole LLP, New York, NY
Tyler Harttraft - Bull Blockchain Law, LLP, Philadelphia, PA
James Moloney - The Securities and Exchange Commission, Washington, DC
Jessica Morgan - Tonkon Torp LLP, Portland, OR
Alison Pear - Buchalter, Portland, OR
Kathryn Peters-Miller - Shartsis Friese LLP, San Francisco, CA
Tom Simpson - Ignite, Spokane, WA
Sumeera Younis - The Securities and Exchange Commission, Washington, DC
Kate Zoladz - The Securities and Exchange Commission, Los Angeles, CA

MODERATOR
John Bender – K&L Gates LLP, Seattle, WA

SCHEDULE
8:15 a.m. Registration Opens
8:55 a.m. Program Begins
12:15 - 1:15 p.m. Lunch (hosted)
4:30 p.m. Adjourn

SEMINAR AGENDA

For accessibility or accommodation requests, or other questions, please email cle@wsba.org or call 206-443-9722 (toll free: 800-945-9722).

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Seminar Registration Transfers, Refunds and Cancellations: In most circumstances, if you cannot attend the live event, we can transfer your registration to the on-demand product, once available (8-10 weeks from the program delivery date). Generally, for webcast/webinar registrations, tuition fees may be refunded, less $25 for processing, for written cancellations postmarked, emailed, or faxed up to the start of the event. For in-person registrations, tuition fees may be refunded, less $25 for processing, for written cancellations postmarked, emailed, or faxed by 5 p.m. up to three business days before the event. No refunds will be provided after the dates specified. You may also send a substitute in lieu of canceling. When applicable, specific exceptions to these policies will be noted on individual event registration pages. Please email cle@wsba.org with any requests or questions.

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Meeting Details

Meeting Details

46th Annual Northwest Securities Institute

Item Details:

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